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Other Educational Tools and Research
Welcome Life Securities, LLC is committed to providing consumers, referring broker dealers and registered representatives with a fair and balanced view of the life settlement option. For more information, please refer to the following information.
The National Association of Insurance Commissioners (NAIC) has circulated a brochure recommended for educating clients on life settlements. For more information, download a copy of the NAIC brochure.
FINRA has issued several Notice-to-Members (NTM) related to variable life settlements, variable life insurance and senior investors. Particular consideration should be given to the following Notice-to-Members and investor alerts:
- NTM 00-44 "Variable Contracts: The NASD Reminds Members Of Their Responsibilities Regarding The Sale Of Variable Life Insurance"
- NTM 07-43 "Senior Investors FINRA Reminds Firms of Their Obligations Relating to Senior Investors and Highlights Industry Practices to Serve these Customers"
- NTM 06-38 "Member Obligations with Respect to the Sale of Existing Variable Life Insurance Policies to Third Parties"
- Investor Alert: Seniors Beware: What You Should Know About Life Settlements, February 8, 2007.
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October 8, 2009
Welcome Life Securities, LLC Adds Institutional Trading Services to Life Settlement Platform
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October 03, 2007
Welcome Life Securities, LLC - The industry's first broker-dealer to deal exclusively in variable life settlements.
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